Is my account insured? If so, by who?

Your account is held at Apex Clearing, an SEC registered broker-dealer and member FINRA/SIPC. Your brokerage account is SIPC insured up to $500,000, including a maximum of $250,000 for cash claims. All cash in an account swept into Apex’s Sweep Program is FDIC insured up to $250,000. You can read more about how Apex Clearing protects your account here.

How is regulated? has a SEC registered RIA, Quantalytics Investment Advisors.

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